Compliance risk and fraud prevention has become one of the most significant ongoing concerns for financial institutions. New topics continue to emerge, such as Bank Secrecy Act and Anti-Money Laundering (BSA/AML), FinCEN CDD Rule, European FEC Policy & Minimum Standards, third- and fourth party (subcontractors) risk, UDAAP, Reg. Z, RESPA among others.
Identifying money laundering schemes in today’s world requires real expertise. We work with clients to address the impact of new regulatory requirements, and we provide insights that allow clients to identify and seize market and competitive opportunities arising from regulatory change. Our exceptional team of seasoned compliance consultants delivers deeper insight to clients on the most pressing regulatory concerns.
Equally important is the increased supervisory scrutiny for Bank Holding Companies (BHCs) and large financial institutions have recently expended substantial resources to enhance their capital adequacy processes. Capital adequacy practices at systemically important financial institutions (SIFIs) are assessed by the Federal Reserve, through its Comprehensive Capital Analysis and Review (CCAR) exercise and Dodd-Frank Act Stress Testing (DFAST).
Our expertise includes Capital Markets products such as CMBS, RMBS, CDOs and ABS. We provide services ranging from underwriting, due diligence, valuation, and pricing analytics of bonds to cash flow modeling.