Delivering Solutions for Bank Secrecy Act/Anti-Money Laundering (BSA/AML), Fraud Prevention, Risk Management, Capital Markets analytics and CRE Mortgage Underwriting

Compliance risk and fraud prevention has become one of the most significant ongoing concerns for financial institutions. New topics continue to emerge, such as Bank Secrecy Act and Anti-Money Laundering (BSA/AML), FinCEN CDD Rule, European FEC Policy & Minimum Standards, third- and fourth party (subcontractors) risk, UDAAP, Reg. Z, RESPA among others.

Identifying money laundering schemes in today’s world requires real expertise. We work with clients to address the impact of new regulatory requirements, and we provide insights that allow clients to identify and seize market and competitive opportunities arising from regulatory change. Our exceptional team of seasoned compliance consultants delivers deeper insight to clients on the most pressing regulatory concerns.

Equally important is the increased supervisory scrutiny for Bank Holding Companies (BHCs) and large financial institutions have recently expended substantial resources to enhance their capital adequacy processes. Capital adequacy practices at systemically important financial institutions (SIFIs) are assessed by the Federal Reserve, through its Comprehensive Capital Analysis and Review (CCAR) exercise and Dodd-Frank Act Stress Testing (DFAST).

Our expertise includes Capital Markets products such as CMBS, RMBS, CDOs and ABS. We provide services ranging from underwriting, due diligence, valuation, and pricing analytics of bonds to cash flow modeling.

Our Services

Regulatory Compliance

Our Regulatory Compliance professionals have extensive industry experience developing, staffing, and running complex business processes involving Transaction Monitoring, Client On-boarding, Know Your Customer (KYC) Due Diligence, Enhanced Due Diligence (EDD) and remediation processes
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CRE Underwriting & CMBS Advisory and Analytics

AD Capital Advisors views due diligence, new loan underwriting and CMBS/B-piece analysis as analytical activities that go hand-in-hand. The fundamental difference between the two disciplines is that due diligence is primarily concerned with looking back through the history of property operations..
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Fraud Prevention

Fraud examination and investigation provide the essentials for resolving fraud allegations from inception to deposition..  Read More

BSA/AML Audit

BSA/AML Audit Testing The audit objective is to ensure that the company’s BSA/AML program is aligned to regulatory.. Read More

Staffing/Outsourcing Solutions

By nature, our consulting assignments are temporary. As a result, we can provide turnkey support.. Read More

Key Clients:

  • Large Wall Street Banks
  • Commercial and Investment Banks
  • B-piece Lender
  • Real Estate Owners and Developers
  • Special Servicers
  • Asset Management Companies
  • CDO Managers
  • Insurance Companies
  • Hedge Funds
  • Institutional Investors

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